Sunday, January 1, 2017

The Presumption of Guilt: Why Most Convicted Felons Stay Behind Bars

           
            If you’re convicted of a felony, chances are you’ll stay convicted.
            Before trial, you are presumed innocent.  After conviction, you are presumed guilty.  And it’s a tough presumption to overcome.
            I first learned of this seeming asymmetry while representing a child molester.  I was in private practice and this was a partner’s client, handed off to me for appeal. 
            I made the best argument I could.  The defendant had been convicted of sexually assaulting his step-daughter, who suffered from Down’s Syndrome.  The defendant was drunk at the time and wandered into the step-daughter’s bedroom at night. The girl’s mother heard some kind of commotion and emerged into the hallway to find defendant coming out of the girl’s room.  As he exited, the girl threw his T-shirt at him.
            As I recall, subsequent conversations with the girl disclosed that the defendant had been “messing with her” for awhile.  I don’t remember whether prosecutors alleged rape or sexual assault.  But the facts were pretty hard to spin.
            “The most the state has proven is that my client took a wrong turn on the way back from the bathroom.”
            That was the best I could spin it.  It wasn’t surprising when the Court of Appeals affirmed the conviction. Although I was a little surprised when the Utah Supreme Court granted cert and agreed to review the Court of Appeals’ decision.  The client wanted me off the case.  After all, I had lost, so this time the defendant was insisting on the big guns.
            So, when the case went before the Supreme Court, I attended the oral argument and ran into the assistant attorney general who had whupped me in the Court of Appeals and was, as it turned, about to whup the partner who was now representing the child molester.  After the argument, I spoke briefly with the assistant AG.  She asked me why I hadn’t argued the case.
“Well, I lost,” I told her. “The client wanted the partner to handle the argument.”
She shook her head.  “But defendant’s always lose on appeal,” she said. “And you would have done a much better job anyway.  The partner argued it like a trial attorney. Appellate work is so different.”
            This shouldn’t have been news to me.  As I would later learn, criminal convictions are almost always upheld on appeal. The law is designed to produce a result.  For that reason, there are presumptions in favor or against litigants in almost every legally significant matter.  The presumptions embody certain values, of course, but they ultimately make it almost certain that any legal conflict will be resolved. 
            And the presumptions do not always guarantee a certain result. Despite the presumption of innocence, most people charged with crimes end up being convicted or pleading guilty.
            The presumption of guilt, however, is tough to overcome after a conviction.  As stated last week in State v. Hernandez, 2016 UT App 251, “We review sentencing decisions for an abuse of discretion.”  Abuse of discretion is hard to prove.  Abuse of discretion means that the judge’s decision was so out of bounds that no reasonable person could have ruled as the judge did. 
            Hernandez was arrested after he attempted to flee police in a stolen car.  He pleaded guilty to attempted theft, possession of a controlled substance, aggravated assault, and failure to respond to an officer’s signal to stop. 
Because he pled guilty, the criminal rules prohibit him from challenging his conviction.  He could only challenge his sentence. He believed the judge abused his discretion by imposing prison rather than probation. Hernandez contended that the court failed to “adequately consider his character, attitude and rehabilitative needs before denying him the opportunity for a non-prison sentence.”
The Court of Appeals gave short shrift to that argument, deciding to affirm in a Memorandum Decision, a ruling that is generally shorter and less formal because the three members of the court find the outcome obvious and the alleged errors trivial. 
Noting the violence of Hernandez’s current offense—which included ramming police vehicles in his escape attempt—the court ruled that he also had an extensive criminal history, mainly drug offenses, some of which were committed while he was on probation from a previous offense. 
“Given the violent nature of Hernandez’s crimes and the risk of injury involved, as well as Hernandez’s history of criminal activity while on probation, the court’s decision to sentence him to prison was not ‘so inherently unfair as to constitute an abuse of discretion.’” (citation omitted).

Hernandez, like my child molester, is still behind bars.  And that’s where they’ll stay until they’ve served their sentences.

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